| 19-788 |
Erin Daly v. Citigroup, Inc., et al. |
Second Circuit |
2019-12-19 |
Denied |
Response Waived |
arbitration-agreement blacklisting dodd-frank employment-law finra-form-u-5 retaliation sarbanes-oxley sarbanes-oxley-act sec-violations whistleblower-protection |
1. Whether the provisions under the Sarbanes-Oxley Act as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 protect whi… |
| 19-33 |
Kevin Wallace v. Andeavor Corporation |
Fifth Circuit |
2019-07-03 |
Denied |
Response Waived |
circuit-split civil-rights employee-protection federal-prohibitions matter-of-law objective-reasonableness sarbanes-oxley sarbanes-oxley-act trier-of-fact whistleblower whistleblower-protection whistleblower-retaliation |
The anti-retaliation provision of the Sarbanes-Oxley Act, 28 U.S.C. § 1514A(a), forbids retaliation against an employee because he or she disclosed t… |
| 19-2 |
Jackie Hosang Lawson v. FMR LLC, dba Fidelity Investments, et al. |
First Circuit |
2019-06-28 |
Denied |
|
attorney-fees civil-procedure civil-rights due-process expert-witness-testimony federal-securities-law federal-securities-laws fraud fraud-allegations jury-instruction jury-instructions legal-standards sarbanes-oxley-act securities |
Is the jury verdict just and proper on the two deciding questions whether "Fidelity's conduct could constitute violation of Federal law relating to fr… |
| 18-442 |
Jesse R. Benton v. United States |
Eighth Circuit |
2018-10-09 |
Denied |
|
18-usc-1001 campaign-finance false-statement falsity fec feca federal-election-commission materiality materiality-requirement reporting-violations sarbanes-oxley sarbanes-oxley-act statutory-interpretation |
1. WHETHER THE MATERIALITY REQUIREMENT IN 18 USC SECTION 1001 CAN BE TURNED INTO A MERE FALSITY REQUIREMENT IN THE FEC REPORTING CONTEXT OR WHETHER TH… |