| 24-5712 |
John Doe v. Securities and Exchange Commission |
District of Columbia |
2024-10-07 |
Denied |
Response WaivedRelisted (2)IFP |
administrative-procedures-act dodd-frank-act due-process enforcement-action judicial-review sec-whistleblower |
In light of the Court's recent holdings in Loper Light/Relentless and Lissack v. Commissioner, whether the Securities and Exchange Commission's (the "… |
| 23-710 |
Brigitte Nelson v. Acre Mortgage & Financial Inc., et al. |
Third Circuit |
2024-01-03 |
Denied |
Response Waived |
civil-procedure consumer-protection dodd-frank-act federal-regulation judicial-review mortgage-disclosure regulatory-compliance respa tila tila-respa |
1. Whether the Third Circuit's Judgment entered on October 16, 2023 incorrectly affirmed the Jury Verdict and the District Court Judgment entered on A… |
| 22-368 |
Victor Hong v. Securities and Exchange Commission, et al. |
Second Circuit |
2022-10-19 |
Denied |
Response Waived |
dodd-frank dodd-frank-act enforcement-action exchange-act monetary-sanctions sec securities-exchange-act securities-law securities-law-violation whistleblower whistleblower-incentive |
What is an "action" within the Exchange Act's securities whistleblower incentive program, 15 U.S.C. §78u-6(a)(1)? |
| 19-7529 |
Veronica A. Williams v. Litton Loan Services, et al. |
Third Circuit |
2020-02-03 |
Denied |
Response WaivedIFP |
civil-rights dodd-frank-act due-process financial-fraud fraud glass-steagall-act institutional-deception mortgage-servicing pro-se-assistance pro-se-litigation |
1) How long will legal deception, fraud and stonewalling be allowed to obfuscate and enable financial fraud at the expense of borrowers and investors?… |
| 18-1566 |
Charles D. Scoville v. Securities and Exchange Commission |
Tenth Circuit |
2019-06-21 |
Denied |
Amici (1) |
civil-procedure criminal-prosecution dodd-frank-act due-process extraterritorial-jurisdiction extraterritorial-reach extraterritoriality federal-jurisdiction sec-enforcement securities-exchange-act securities-exchange-act-of-1934 securities-law securities-regulation statutory-interpretation subject-matter-jurisdiction |
Whether Section 929P(b)'s jurisdictional amendments conferred substantive extraterritorial reach upon Sections 10(b) and 17(a) in SEC enforcement acti… |
| 18-686 |
Lazina King, et al. v. Caliber Home Loans, Inc. |
Fourth Circuit |
2018-11-26 |
Denied |
Relisted (2) |
dodd-frank-act dual-tracking foreclosure-law jury-trial private-right-of-action real-estate-settlement-procedures-act regulation-x respa-regulation seventh-amendment statutory-damages |
Is the RE SPA Regulation X Section 6(1) which was promulgated by Dodd-Frank Act remedial in nature which provides a private right of action to an inju… |