| 23A431 |
Marc S. Kirschner, Solely in His Capacity as Trustee of the Millennium Lender Claim Trust v. JP Morgan Chase Bank, N.A., et al. |
Second Circuit |
2023-11-14 |
Presumed Complete |
|
family-resemblance investment-vehicle secondary-market securities-definition securities-law syndicated-loans |
1. This case presents the important question whether syndicated loans are "securities" within the meaning of the securities laws, and what legal stand… |
| 20-862 |
Hui Feng, et al. v. Securities and Exchange Commission |
Ninth Circuit |
2020-12-30 |
Denied |
Response Waived |
antifraud-provisions broker-registration capital-raising investment-advisers-act-of-1940 sec-authority secondary-market secondary-market-transactions securities-act securities-exchange-act securities-exchange-act-of-1934 statutory-interpretation |
The questions presented are:
1. Whether the SEC exceeded its statutory authority under the Securities Exchange Act of 1934, which regulates secondary… |
| 19-700 |
Luis A. Ramos González, et al. v. Scotiabank de Puerto Rico, et al. |
Puerto Rico |
2019-12-03 |
Denied |
Response Waived |
banking-law court-sanction federal-regulations home-loan home-mortgage-loan mortgage-financing mortgage-loan-agreement null-and-void secondary-market unacceptable-site wastewater-disposal |
1. If an "Unacceptable Site", pursuant Federal Regulations, can be granted Mortgage Financing, such as a Home Mortgage Loan, which is insured by Feder… |