dirks-v-sec

3 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
20-5649 David Blaszczak v. United States Second Circuit 2020-09-10 GVR Amici (1)IFP conversion criminal-liability dirks-v-sec fraud fraud-statute government-property insider-trading regulatory-information statutory-interpretation title-15 title-18 1. Whether information about a proposed government regulation is "property" and a "thing of value" belonging to the regulatory agency such that its di…
20-306 Robert Olan and Theodore Huber v. United States Second Circuit 2020-09-09 GVR Amici (2) conversion criminal-procedure dirks-v-sec fraud fraud-statute government-regulation insider-trading personal-benefit property-rights securities-law 1. Whether information about a proposed government regulation is "property" or a "thing of value" belonging to a federal, state, or local regulator su…
18-972 Mathew Martoma v. United States Second Circuit 2019-01-28 Denied Amici (2) corporate-disclosure dirks-v-sec fiduciary-duty insider-trading personal-benefit securities-law securities-regulation tippee tippee-liability tipper Whether, in an insider trading prosecution, the government must demonstrate that the tipper received a personal benefit in exchange for providing insi…