securities-litigation-uniform-standards-act

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-568 Jeffrey A. Cochran v. The Penn Mutual Life Insurance Company, et al. Eleventh Circuit 2022-12-20 Denied Response Waived artful-pleading circuit-split class-action federal-preemption material-fact material-facts misrepresentation securities-litigation securities-litigation-uniform-standards-act securities-regulation slusa 1. Whether SLUSA bars a state-law class action "alleging a misrepresentation or omission of a material fact" when the complaint contains no such alleg…
19-440 Northern Trust Corporation, et al. v. Lindie L. Banks, et al. Ninth Circuit 2019-10-02 Denied Amici (2)Response RequestedResponse WaivedRelisted (2) circuit-split class-action covered-securities federal-securities-law fiduciary-duty preemption private-securities-litigation-reform-act securities-fraud securities-litigation securities-litigation-uniform-standards-act statutory-interpretation trust-assets trust-law trustee-misconduct uniform-standards-act For purposes of SLUSA, does a trust beneficiary allege misconduct "in connection with" the purchase or sale of a covered security when the beneficiary…