risk-factors
3 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 24-224 | Plumbers Local 290 Pension Trust Fund v. Root, Inc., et al. | Sixth Circuit | 2024-08-29 | Dismissed | Relisted (2) | circuit-split disclosure-standards materiality risk-factors sec-filing securities-law | This petition presents a question nearly identical to that already before the Court in Facebook, Inc. v. Amalgamated Bank, No. 23-980. The circuits ha… |
| 21-594 | Alphabet Inc., et al. v. Rhode Island, Office of the Rhode Island Treasurer on Behalf of the Employees' Retirement System of Rhode Island | Ninth Circuit | 2021-10-25 | Denied | Amici (2)Response RequestedResponse WaivedRelisted (2) | annual-filing circuit-split disclosure-requirements forward-looking past-information quarterly-report risk-factors sec-regulations securities-disclosure securities-regulation | Securities and Exchange Commission regulations require companies to disclose in their annual and quarterly filings "risk factors" that may affect thei… |
| 20-678 | M&T Bank Corporation, et al. v. David Jaroslawicz, et al. | Third Circuit | 2020-11-17 | Denied | Amici (2) | compliance corporate-governance disclosure disclosure-obligations materiality public-company regulatory-compliance risk-factors sec-regulation securities-disclosure securities-regulation | (1) Whether Item 105 of Regulation S-K, which obligates public companies to discuss material risk factors in registration statements, periodic SEC fil… |