pleaded-guilty

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Case Title Lower Court Docketed Status Flags Tags Question Presented
22-963 John Doe v. Securities and Exchange Commission Second Circuit 2023-04-04 Denied Response Waived administrative-action criminal-conduct criminal-violation dodd-frank enforcement-action judicial-action pleaded-guilty sec-interpretation sentencing whistleblower whistleblower-award In denying a whistleblower award to Petitioner, the SEC interpreted key provisions of the statutory whistleblower program created by Congress in the D…