penalty
4 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 19-7714 | Angelique de Maison v. Securities and Exchange Commission | Second Circuit | 2020-02-20 | GVR | Relisted (3)IFP | disgorgement enforcement-action equitable-relief liu-v-sec penalty securities-law standing supreme-court | Whether, as this Court will be deciding in the petition now before the Court in Liu v. Securities & Exchange Commission, 754 F. App'x 505 (9th Cir. 20… |
| 19-978 | Team Resources Incorporated, et al. v. Securities and Exchange Commission | Fifth Circuit | 2020-02-04 | GVR | Relisted (3) | disgorgement equitable-remedy federal-court penalty penalty-analysis sec sec-enforcement securities-law securities-violations | Whether the Securities and Exchange Commission may obtain disgorgement from a federal court as an equitable remedy for securities violations despite t… |
| 19-536 | Bocilla Island Seaport, Inc., fka Highpoint Tower Technology, Inc. v. Commissioner of Internal Revenue | Eleventh Circuit | 2019-10-24 | Denied | Response Waived | basis-adjustment deficiency-determination due-process partner-level partner-level-penalty partner-level-proceeding partnership-basis penalty penalty-imposition reasonable-cause statutory-interpretation tax-court tax-court-jurisdiction tax-procedure united-states-v-woods | This Tax Court partner-level penalty jurisdiction case raises these four interrelated issues: 1) Should "each partner's outside basis [in his partner… |
| 18-1501 | Charles C. Liu, et al. v. Securities and Exchange Commission | Ninth Circuit | 2019-06-03 | Judgment Issued | Amici (19)Response RequestedResponse WaivedRelisted (4) | agency-enforcement disgorgement equitable-relief judicial-review kokesh-v-sec lower-court-precedent penalty sec-enforcement securities-law statutory-interpretation | Whether the Securities and Exchange Commission may seek and obtain disgorgement from a court as "equitable relief" for a securities law violation even… |