| 23-5153 |
Felix Lyle Cowan v. Greg Abbott, Governor of Texas, et al. |
Fifth Circuit |
2023-07-20 |
Denied |
Response WaivedIFP |
administrative-law civil-procedure howey-test investment-contract securities-exchange-act-of-1934 securities-regulation |
Question not identified. |
| 20-868 |
Foxfield Villa Associates, LLC, et al. v. Paul Robben, et al. |
Tenth Circuit |
2020-12-30 |
Denied |
Response Waived |
circuit-split general-partnership howey-test investment-contract investment-contracts limited-liability-company limited-partnership promoter-control securities-law |
Paul Robben fraudulently induced Rich Bartlett and his wife Dena along with Ernie Straub ("Straub") to invest in Robben's real estate venture called F… |
| 19-1013 |
Darru K. Hsu v. UBS Financial Services, Inc. |
Ninth Circuit |
2020-02-14 |
Denied |
|
class-action controlling-question-of-law exculpatory-clause interlocutory-review appellate-jurisdiction arbitration civil-rights class-action due-process federal-arbitration-act investment-contract jurisdictional-challenge sec-regulation securities standing statutory-violation |
Question-1: Whether the Supreme Court should grant the judgment for the violation of SEC Heitman Capital No Action Letter in UBS MAC wrap-fee investme… |