← All Oral Arguments

P.K. MANAGEMENT GROUP, INC. v. HUD

Oral Argument — 12/09/2020 · Case 20-1260 · 20:46

Appeal Number
20-1260
Argument Date
12/09/2020
Duration
20:46
Segments
260
Panel Judges
  • Judge Judge Prost high
  • Judge Judge Lourie high
  • Judge Judge Hughes medium
Attorneys
  • Appellant Appellant Attorney (Nicholas Solosky) high
  • Appellee Appellee Attorney (Geoffrey Martin Long) high
Space Play/Pause   Seek   Prev/Next   [] Speed
0:00 Judge Prost 2020-1260, PK Management Group versus HUD.
0:05 Mr. Solosky, ready to hear from you.
0:09 Appellant Attorney (Nicholas Solosky) Thank you, Your Honor.
0:11 Good morning, and may it please the court.
0:13 I'm here today representing PK Management Group, Inc.
0:17 PK Management Group is a FSM contractor, and FSM stands for Field Service Management.
0:26 PKMG, which is how I'll refer to PK Management Group today,
0:30 is one of many FSM contractors doing work for HUD under the FSM 3.8 and 3.10 programs.
0:42 So I just wanted to kind of set the table for the court that this is one of many contracts
0:47 that's being affected by the issue presented to the court today.
0:52 And, Your Honors, the issue that we are here to discuss is how HUD pays for
0:59
1:00 I think I understand that, Mr. Solosky.
1:07 Judge Prost Let me start by asking you if you agree that custodial properties are not HUD-owned.
1:14 Appellant Attorney (Nicholas Solosky) They are not HUD-owned vacant, Your Honor.
1:18 I know that there's an issue raised in the government's brief about the term HUD properties,
1:24 but I don't believe that those two things mean the same thing.
1:30 I would agree they're not HUD-owned vacant properties.
1:32 But they are a type of HUD property that has to be serviced under the FSM contract.
1:38 Judge Prost Well, how do you get around the fact that the CLIN, the 005AA,
1:45 specifically refers to HUD-owned vacant?
1:49 And shouldn't we take that to mean that it applies only to HUD-owned vacant
1:55 and not to custodial properties?
1:58 Appellant Attorney (Nicholas Solosky) Well, I don't – Your Honor, I don't believe so.
2:02 And there's a couple of reasons why.
2:04 The first being that that exact question, or a very similar question, was asked during the Q&A.
2:14 One of the offerors asked HUD, what is CLIN 5AA?
2:19 And the answer was routine inspections.
2:21 And that answer, Your Honor, aligns very closely with Section B of the contract in which HUD told the offerors,
2:31 what routine inspections were and where they fell.
2:34 I'm looking specifically at page 125 of the appendix,
2:38 and it says that routine inspections – it doesn't say for HUD-owned vacant.
2:42 It says routine inspections are paid under CLIN 5AA.
2:47 And that is different than the ongoing –
2:48 Judge Prost Well, no one just viewed that the 5AA refers to routine inspections.
2:53 The question is whether it refers to routine inspections for all property types.
3:00 And this Q&A –
3:01 The Q&A didn't bear on what – that seems to be the critical issue.
3:05 And I'm not clear on how this Q&A bore on that.
3:10 Appellant Attorney (Nicholas Solosky) Well, Your Honor, I believe that if HUD in that answer had said routine inspections for HUD-owned vacant properties,
3:18 that would have been the answer that you are implying.
3:23 But it didn't.
3:23 It said routine inspections broadly for – and I think that you can read into that for all properties.
3:29 The other issue, Your Honor –
3:31 Judge Lourie Councilman, this is Judge Lurie.
3:34 Yes, Your Honor.
3:34 Why isn't this case solved by the simple law of numbers and letters?
3:41 5AA is obviously a subset of 5, and therefore it applies to 5 but not to 6.
3:51 Isn't it that simple?
3:53 Appellant Attorney (Nicholas Solosky) It's not, Your Honor, because then you start to run into interpretation problems where you say,
3:59 okay, well, then what does 6 pay for?
4:02 And you look at –
4:04 6, and it has a monthly payment in the chart you're looking at,
4:10 but routine inspections are paid for biweekly.
4:14 And then you start to get into the issues that the –
4:17 Wait a minute.
4:18 I'm sorry.
4:18 Judge Prost To be clear, 6, it says they're monthly, right?
4:21 Under 6, I'm looking at the chart.
4:23 Judge Hughes Yes.
4:24 Appellant Attorney (Nicholas Solosky) But routine inspections are paid biweekly or performed biweekly.
4:30 And that – and the PWS says that you get – you get – you get a monthly payment under 6, right?
4:34 You get credit for performing each routine inspection, indicating it's not a monthly payment.
4:39 It's paid based on each – performing each routine inspection.
4:44 There's nothing in the contract that says anywhere that routine inspections are bundled in to CLIN 6.
4:52 As a matter of fact, CLIN 6 clearly – and again, back to page 125 of the appendix –
4:56 says that that is for routine ongoing property management fees.
5:03 The contract tells you what's in CLIN 6, and it doesn't say,
5:06 it includes routine inspections.
5:07 Where it tells you routine inspections are is CLIN 5AA.
5:13 And then, Your Honor, you run into the same problem, then, that the board did,
5:17 where the board said, well, look, CLIN 6 tells me it includes inspection.
5:22 But, again, what the board did was it took the word inspection
5:25 and read in the plural form of routine inspections,
5:29 which the government has acknowledged is not correct in its brief.
5:33 It agrees with PKMG that the word inspection there does not mean routine.
5:39 Judge Lourie But doesn't 5AA an add-on to 5, and you want it to be an add-on to 6 as well?
5:49 Appellant Attorney (Nicholas Solosky) It's not, Your Honor.
5:50 It's its own thing.
5:51 It exists as its own thing.
5:53 And what the board did was it said, well, I'm looking at sub-CLIN 5AA.
6:00 It never says sub-CLIN with 5AA.
6:03 It's CLIN 5AA is its own CLIN, and the contract tells us that it covers –
6:08 Routine inspections.
6:12 Judge Prost Just getting back to your point about the misstep by the board,
6:17 the government seems to persuasively, in my view,
6:22 talk about the inspection referred to in 6 is not a routine inspection.
6:28 That's not what it says.
6:30 It says initial inspection, initial services that had to be done.
6:34 So why isn't that at least an adequate explanation,
6:39 even though it might dislodge?
6:41 That's one of the things the board said.
6:44 Appellant Attorney (Nicholas Solosky) Well, Your Honor, I think that we agree on that with regard to CLIN 6.
6:50 The point is that the board looked at the contract and said,
6:55 here's the only possible explanation of this language,
6:58 the only possible explanation,
7:00 and the reason that I'm granting a motion to dismiss is the only possible reading
7:04 is that CLIN 6 does exactly what it says it does.
7:07 And it turned the word inspection, and it said, well,
7:10 then it must be that.
7:11 But the inspections are under CLIN 6.
7:13 There was no other evidence anywhere in the contract that the board pointed to
7:17 to tell you that inspections fall under CLIN 6.
7:20 So if that doesn't mean that.
7:25 But it's not the only evidence.
7:26 Judge Prost We have the evidence of the document,
7:28 which says not inspection full stop,
7:32 but inspection for initial services.
7:35 So the board can opine about how it reads it,
7:39 but we can read it too.
7:40 And it says inspection, initial services.
7:44 Appellant Attorney (Nicholas Solosky) Yes.
7:45 I hope that we're saying the same thing.
7:47 Everybody, I think, except for the CBCA,
7:50 agrees that the word inspection there does not mean routine inspections.
7:54 My point is that the board used that as evidence that routine inspections fall
8:01 under CLIN 6, which we don't believe they do.
8:08 And so, Your Honor, and again, that kind of goes back to the point that we make in our brief
8:12 that, you know, assuming the board does not, or excuse me,
8:17 that the panel does not believe that.
8:18 The panel does not believe that the language unambiguously requires HUD to pay my client
8:24 in the way that we've presented, it becomes an issue of ambiguity,
8:28 like the Kimco case that we presented.
8:30 The board has said there's only one possible way to read this contract.
8:34 And that includes the word inspection, meaning routine inspections.
8:38 If that isn't the case, then there's more than one reasonable interpretation.
8:43 And this should be remanded back to the board for a trial.
8:50 And, Your Honor, that's not the only, I'll continue to point out as we do in our brief,
8:55 that that's not the only problem with the board's interpretation.
8:59 If you were to look at the board's interpretation, it limited it to the three CLINs,
9:04 5, 5AA, and 6.
9:07 It does not examine CLIN 7.
9:09 CLIN 7 is the third property type that's at issue in this contract in terms of routine inspections.
9:16 Everyone agrees you have to perform routine inspections.
9:18 You have to perform routine inspections on CLIN 7.
9:20 And what the board did was it said, again, if you look at CLIN 6,
9:24 its title tells you exactly what services you have to perform under it.
9:29 When you look at CLIN 7, CLIN 7 is exactly the same as CLIN 5.
9:35 And the court said that, well, under CLIN 5, you only have that ongoing property management fee.
9:43 Well, if that's the case, then where do the routine inspections for CLIN 7 go?
9:47 The board's reading.
9:48 Read it.
9:49 Read those out of CLIN 7.
9:50 The only logical place for them to go is to CLIN 5AA, which, again,
9:54 the contract tells us covers all routine inspections.
10:03 That's why I pointed out the problematic parts of the board's decision,
10:11 and specifically the fact that you have to read a singular word as plural.
10:16 The CLIN versus sub-CLIN, they read that into the contract.
10:19 It's problematic.
10:21 And, again, I would, again, look back to Kimco.
10:23 If the panel finds that the board's interpretation was reasonable,
10:30 well, then we've already established that the board agrees with the government
10:35 that the word inspection doesn't mean that in CLIN 6,
10:38 so we're now dealing with multiple reasonable interpretations of a contract.
10:42 It becomes a question of ambiguity,
10:44 and it should go back down to the board to resolve those ambiguities through a trial.
10:51 All right.
10:52 All right.
10:53 Last point I'll make, Your Honors, just talking about the Q&A.
10:57 We believe it was also error for the board to not consider that Q&A.
11:01 It's something that the government has continued to argue here,
11:04 which is that the Q&A somehow was not incorporated into the contract,
11:08 and that's an issue we'd like you to instruct, if you were to remand to the board,
11:12 for them to consider the Q&A as part of the contract.
11:16 It was entered into the contract through an amendment to the solicitation,
11:20 and the SF-33 form at the end of the contract,
11:23 the cover of the contract, incorporates the solicitation.
11:26 So, Your Honors, we believe that the board absolutely...
11:27 Judge Prost Well, let me ask you about that, because in your brief, as I recall,
11:31 what you cite for support is A-115,
11:36 but I don't see that that says anything about this incorporation.
11:40 So what else can you cite us in the record to support your view?
11:46 Appellant Attorney (Nicholas Solosky) Your Honor, we would be looking at Amendment 2,
11:55 which is on page...
12:00 32 of the appendix, which is where the Q&A is incorporated through the amendment.
12:05 And then if you look at the fully...
12:08 Judge Prost Give me a second to look to find.
12:09 You're pointing us to A-32?
12:13 Appellant Attorney (Nicholas Solosky) Well, that's where the amendment is, Your Honor.
12:15 And then if you were to look at Appendix 115, which is where we've led you,
12:21 that's the SF-33 form.
12:24 It's the first page of the contract, and there's a table.
12:30 And it tells you, and there are boxes checked on the left-hand side of the table
12:34 that tell you what is incorporated, and the very first of those is the solicitation.
12:39 Judge Prost Anything further?
12:40 Would you like to...
12:41 You want to reserve your rebuttal, or...
12:43 Appellant Attorney (Nicholas Solosky) I'd like to reserve my rebuttal time.
12:44 Thank you, Your Honor.
12:45 Okay.
12:45 Judge Prost Thank you.
12:46 Let's hear from the other side.
12:50 Mr. Long?
12:54 Appellee Attorney (Geoffrey Martin Long) Thank you, Your Honor, and may it please the court.
12:57 PKMG simply can't overcome the plain shortcoming of its position,
13:00 which I think the court hit on in the course of my friend's presentation,
13:04 the issue is that PKMG is seeking payment for properties that HUD does not own,
13:08 the custodial properties, under a line item titled HUD-owned.
13:12 I think Your Honor asked about whether HUD-owned properties includes custodial properties.
13:19 If you look to Appendix 137, the definition of custodial properties states
13:24 that a custodial property is a borrower-owned property.
13:27 It is not owned by HUD.
13:29 And so returning back to Appendix 116, the CLIN schedule, I'm sorry, 119, the CLIN schedule,
13:35 it is obvious that CLIN 5AA only captures HUD-owned property maintenance,
14:18 but there's just a touch on two of...
15:31 Judge Prost Land, you're talking about the seven, number seven.
15:34 Yes, Your Honor.
15:36 Appellee Attorney (Geoffrey Martin Long) Addressed somewhat differently, the definition of HUD-owned properties states that unless otherwise indicated,
15:43 the term HUD-owned properties includes vacant land.
15:50 PKMG's obligations with respect to vacant land generally falls within HUD-owned properties
15:55 so that the inaction fee of the contract, scope of work requirement,
16:01 the obligation...
16:04 ...to do routine inspections of lots, because there is an obligation to do routine inspections of all.
16:12 The CLIN sheet does the vacant lots differently.
16:18 Property management, generally speaking, the routine inspection requirement for vacant lots
16:23 is associated with the owned properties.
16:29 So there's no inconsistency there is the upshot at that point.
16:32 With respect to the Q&A, I suspect Q&A in any contract is unambiguous.
17:16 The contract only applies to routine inspections.
17:28 Thank you.
17:53 Judge Prost We'll turn to the other side for his remainder rebuttal.
17:56 Thank you.
18:00 Appellant Attorney (Nicholas Solosky) Thank you.
18:01 Your Honor, and I listened very closely during Mr. Long's presentation,
18:05 and while I obviously understand the position he's taking,
18:10 I hope that the panel listened very clearly.
18:15 What Mr. Long is relying on is inferences and negative assumptions based on certain language.
18:21 He was never able to look that the contract tells you CLIN six are treated differently.
18:35 The CLIN doesn't say...
18:37 ...routine inspections that he's making as well.
18:41 The contract differentiates between CLIN, between HUD purposes and routine inspections.
18:49 That's the vacant lot problem.
18:52 What the counsel just told you is that, oh, well, vacant lots are HUD properties,
18:58 but we're not going to group them under 5AA because the contract treats them differently.
19:04 But he never tells you where it says that.
19:06 The fact of the matter is the contract does not say that.
19:09 The contract on Appendix page 125 tells you that...
19:13 ...that the ongoing PM services are grouped under CLINs 5, 6, and 7,
19:18 and routine inspections are grouped under 5AA.
19:20 And that's where we get back to the ambiguity.
19:23 There's no question that the contract treats vacant properties and custodial properties different.
19:29 There's also nowhere in the contract that it tells you that we're going to pay
19:34 for routine inspections for those properties.
19:37 So what the contract tells you is we are going to pay for ongoing PM services under 5, 6, and 7,
19:46 on a monthly basis, and we are going to pay for routine inspections by, you know,
19:51 that must be performed biweekly under CLIN 5AA.
19:54 And to get where the government wants you to go on this, you have to make a lot of assumptions.
20:01 You have to, for one, you have to assume that the word routine inspections appears
20:05 in the CLIN headings for CLIN 6 and 7, which is .
20:09 And particularly with respect to CLIN 7, you have to say, without it saying anywhere in the contract,
20:15 that even though it's not a contract, it's a contract.
20:16 It's HUD-owned.
20:17 It gets treated differently from routine inspections for HUD-owned vacant and custodial.
20:25 That's its own thing.
20:26 It's a HUD-owned, and you have to do the routine inspections,
20:28 but we're not going to pay you the same way we pay you for the other HUD-owned properties.
20:32 The contract doesn't say that.
20:34 At a minimum, it's ambiguous, and we ask that the Board remand to the CBCA for further proceedings.
20:40 Thank you.
20:41 Judge Prost Thank both sides, and the case is submitted.