No. 25A978
Wilfredo Felix v. Securities and Exchange Commission
Tags: administrative-law agency-authority compelled-document-production default-enforcement FINRA-Rule-8210 Loper-Light-deference
Latest Conference:
N/A
Question Presented (from Petition)
Question not identified.
Question Presented (AI Summary)
Whether FINRA's authority under Rule 8210 to compel document production and enforce default sanctions is constrained by statutory and constitutional limits, and whether a default-based disposition remains enforceable when the underlying regulatory allegations have been vacated in related proceedings
Docket Entries
2026-03-02
Application (25A978) to extend the time to file a petition for a writ of certiorari from March 19, 2026 to May 18, 2026, submitted to The Chief Justice.
Attorneys
Securities and Exchange Commission
D. John Sauer — Solicitor General, Respondent
Wilfredo Felix
Wilfredo Felix — Petitioner