No. 25-466
Ongkaruck Sripetch v. Securities and Exchange Commission
Amici (3)
Experienced Counsel
Tags: circuit-split civil-enforcement disgorgement pecuniary-harm sec-enforcement statutory-interpretation
Latest Conference:
2026-01-09
Question Presented (from Petition)
Whether the SEC may seek equitable disgorgement under 15 U.S.C. 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm.
Question Presented (AI Summary)
Whether the SEC may seek equitable disgorgement under 15 U.S.C. 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm
Docket Entries
2026-02-23
Brief of petitioner Ongkaruck Sripetch filed.
2026-02-23
Brief of Ongkaruck Sripetch submitted.
2026-02-23
Motion to dispense with printing the joint appendix filed by petitioner GRANTED.
2026-02-18
Record requested from the United States Court of Appeals for the Ninth Circuit.
2026-02-11
SET FOR ARGUMENT on Monday, April 20, 2026.
2026-01-27
Motion to dispense with printing the joint appendix filed by petitioner Ongkaruck Sripetch.
2026-01-27
Motion of Ongkaruck Sripetch to dispense with joint appendix submitted.
2026-01-09
Petition GRANTED.
2025-12-23
DISTRIBUTED for Conference of 1/9/2026.
2025-12-17
Brief of Federal Respondents filed.
2025-12-17
Waiver of the 14-day waiting period for the distribution of the petition pursuant to Rule 15.5 filed by petitioners.
2025-12-17
Brief for the Respondent of Federal Respondents submitted.
2025-12-17
Waiver of the 14-day waiting period of Ongkaruck Sripetch submitted.
2025-12-04
Amicus brief of Brenda Barry, Caleb Moody, and Eric Cannon submitted.
2025-11-18
Motion to extend the time to file a response is granted and the time is extended to and including December 17, 2025.
2025-11-17
Brief amicus curiae of Brenda Barry, et al. filed. (Corrected)
2025-11-17
Brief amicus curiae of Cato Institute filed.
2025-11-17
Brief amicus curiae of The Cato Institute filed.
2025-11-17
Amicus brief of Brenda Barry, Caleb Moody, and Eric Cannon submitted.
2025-11-17
Amicus brief of The Cato Institute submitted.
2025-11-15
Brief amicus curiae of California Alternative Investments Association filed.
2025-11-15
Amicus brief of California Alternative Investments Association submitted.
2025-11-14
Motion to extend the time to file a response from November 17, 2025 to December 17, 2025, submitted to The Clerk.
2025-11-14
Motion of Federal Respondents for an extension of time submitted.
2025-10-14
Petition for a writ of certiorari filed. (Response due November 17, 2025)
Attorneys
Brenda Barry, Caleb Moody, and Eric Cannon
California Alternative Investments Association
Keri Curtis Axel — Waymaker LLP, Amicus
Federal Respondents
D. John Sauer — Solicitor General, Respondent
Ongkaruck Sripetch
Daniel L. Geyser — Haynes and Boone, LLP, Petitioner
The Cato Institute
Hampton Hunter Bruton — Smith Anderson, Amicus