No. 23A416
Robinhood Financial LLC v. William F. Galvin, Secretary of the Commonwealth of Massachusetts, et al.
Tags: broker-dealer fiduciary-duty investor-protection preemption regulatory-conflict sec-regulation
Key Terms:
ERISA Securities
ERISA Securities
Latest Conference:
N/A
Question Presented (from Petition)
Whether a state regulator may intentionally override a federal regulation.
Question Presented (AI Summary)
Whether federal Regulation Best Interest preempts a state law imposing a fiduciary duty standard on broker-dealers that directly conflicts with the SEC's regulatory objectives
Docket Entries
2023-11-08
Application (23A416) granted by Justice Jackson extending the time to file until January 22, 2024.
2023-11-06
Application (23A416) to extend the time to file a petition for a writ of certiorari from November 23, 2023 to January 22, 2024, submitted to Justice Jackson.
Attorneys
Robinhood Financial LLC
Amy Mason Saharia — Williams & Connolly LLP, Petitioner